Filing Details
- Accession Number:
- 0000950142-16-003025
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-02-10 21:58:45
- Reporting Period:
- 2016-02-10
- Filing Date:
- 2016-02-10
- Accepted Time:
- 2016-02-10 21:58:45
- Original Submission Date:
- 2016-02-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1293451 | Ltd Holdings Tencent | Level 29, Three Pacific Place 1 Queen'S Road East Wanchai K3 - | Yes | No | Yes | No | |
| 1641732 | Ltd Investment River Red | C/O Tencent Holdings Limited, Level 29 Three Pacific Place, 1 Queen'S Road East Wanchai K3 - | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2016-02-08 | 800,950 | $2.69 | 800,950 | No | 4 | P | Indirect | See footnote |
| Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2016-02-09 | 1,760,000 | $2.89 | 2,560,950 | No | 4 | P | Indirect | See footnote |
| Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2016-02-10 | 640,000 | $2.99 | 3,200,950 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
| No | 4 | P | Indirect | See footnote |
| No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | 21,000,000 | Indirect | See footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.64 to$2.76, inclusive. The reporting person undertakes to provide to GLU Mobile Inc., any security holder of GLU Mobile Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.65 to$2.945, inclusive.
- Held directly by THL E Limited ("THL"). THL is a wholly-owned subsidiary of Tencent Holdings Limited ("Tencent").
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $3.02, inclusive.
- Held directly by Red River Investment Limited ("Red River"). Red River is a wholly-owned subsidiary of Tencent.
Billionaire Hedge Funds
