Home > Insider Trading > Filing (0001144204-16-080395)

Filing Details

Accession Number:: 0001144204-16-080395
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2016-02-10 16:30:54
Reporting Period:: 2015-12-31

Filing Date:: 2016-02-10
Accepted Time:: 2016-02-10 16:30:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1430723	Servisfirst Bancshares Inc.	SFBS	State Commercial Banks (6022)	260734029

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1431199	D. Michael Fuller	850 Shades Creek Parkway Birmingham AL 35209		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-08-05	3,750	$8.33	15,750	No	4	P	Indirect	By Spouse
Common Stock	Acquisiton	2014-08-20	1,937	$29.50	6,893	No	4	P	Direct
Common Stock	Acquisiton	2014-08-21	1,063	$29.50	7,956	No	4	P	Direct
Common Stock	Acquisiton	2014-08-26	198	$29.97	8,154	No	4	P	Direct
Common Stock	Acquisiton	2014-08-27	2,502	$29.97	10,656	No	4	P	Direct
Common Stock	Acquisiton	2014-08-28	993	$29.90	11,649	No	4	P	Direct
Common Stock	Acquisiton	2014-09-03	1,479	$2,969.00	13,128	No	4	P	Direct
Common Stock	Acquisiton	2014-09-04	1,521	$29.60	14,649	No	4	P	Direct
Common Stock	Acquisiton	2014-09-11	637	$30.20	15,286	No	4	P	Direct
Common Stock	Acquisiton	2014-09-15	1,000	$30.00	16,286	No	4	P	Direct
Common Stock	Acquisiton	2014-10-23	320	$28.83	16,606	No	4	P	Direct
Common Stock	Acquisiton	2015-02-17	4,392	$31.60	68,791	No	4	P	Direct
Common Stock	Acquisiton	2015-02-20	1,000	$31.15	69,791	No	4	P	Direct
Common Stock	Acquisiton	2015-02-23	3,000	$31.20	72,791	No	4	P	Direct
Common Stock	Acquisiton	2015-02-26	630	$31.80	73,421	No	4	P	Direct
Common Stock	Acquisiton	2015-02-27	603	$31.95	74,024	No	4	P	Direct
Common Stock	Acquisiton	2015-03-03	500	$32.20	74,524	No	4	P	Direct
Common Stock	Acquisiton	2015-03-04	4,497	$32.14	79,021	No	4	P	Direct
Common Stock	Acquisiton	2015-03-05	1,000	$31.89	80,021	No	4	P	Direct
Common Stock	Acquisiton	2015-03-06	6,075	$31.74	86,096	No	4	P	Direct
Common Stock	Acquisiton	2015-07-23	7,000	$39.31	135,191	No	4	P	Direct
Common Stock	Acquisiton	2015-07-24	22,100	$38.57	157,291	No	4	P	Direct
Common Stock	Acquisiton	2015-07-27	627	$38.42	157,918	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Spouse
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	444,000	Indirect	By corporation owned by adult daughters
Common Stock	173,918	Direct

Footnotes

On January 21, 2016, the reporting person returned his directors and officers questionnaire in connection with the preparation of the issuer's 2015 Annual Report on Form 10-K and 2016 proxy statement, which completed questionnaire noted discrepancies between the total ownership of common stock of the issuer reflected in the questionnaire and the reporting person's own records. The transactions reported herein are the result of extensive due diligence by the issuer and reporting person in order to correct the reporting person's share ownership discrepancies.
The reporting person's spouse acquired 3,750 previously unreported shares of common stock on August 5, 2013. Share amounts and purchase price reflect 3-for-1 stock split that occurred on July 16, 2014. The reporting person disclaims beneficial ownership of such shares.
As of May 20, 2014, the reporting person held 1,652 shares of the issuer's common stock directly. Immediately following the issuer's 3-for-1 stock split on July 16, 2014, the reporting person directly owned 4,956 shares of the issuer's common stock.
The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $29.60 to $29.69, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (4).
The amount reported in Column 5 includes the additional 47,793 shares acquired by the reporting person between November 10, 2014 and December 16, 2014, as previously reported, including as amended by the Form 4/As filed with the Securities and Exchange Commission on the date hereof applicable to the transactions that occurred on November 13, 2014 and December 12, 2014.
The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $31.1871 to $31.3728, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (6).
The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $31.90 to $31.95, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (7).
The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $32.10 to $32.15, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (8).
The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $31.48 to $32.31, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (9).
The amount reported in Column 5 includes the additional 42,095 shares acquired by the reporting person between April 9, 2015 and April 30, 2015, as previously reported, including as amended by the Form 4/As filed with the Securities and Exchange Commission on the date hereof applicable to the transactions that occurred on April 23, 2015 and April 30, 2015.
The amount reported in Column 5 includes the additional 16,000 shares acquired by the reporting person between August 6, 2015 and August 28, 2015, as previously reported, including as amended by the Form 4/As filed with the Securities and Exchange Commission on the date hereof applicable to the transactions that occurred on August 12, 2015, August 26, 2015 and August 27, 2015.