Filing Details
- Accession Number:
- 0001209191-16-097270
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-10 16:04:30
- Reporting Period:
- 2016-02-08
- Filing Date:
- 2016-02-10
- Accepted Time:
- 2016-02-10 16:04:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1401914 | Cerulean Pharma Inc. | CERU | Pharmaceutical Preparations (2834) | 204139823 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205236 | R David Walt | C/O Cerulean Pharma Inc. 35 Gatehouse Drive Waltham MA 02451 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-08 | 4,500 | $2.22 | 134,079 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-09 | 4,500 | $2.08 | 138,579 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- These purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2015.
- Represents the weighted average purchase price for shares purchased in multiple transactions. Purchase prices ranged from $2.09 to $2.25 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
- Represents the weighted average purchase price for shares purchased in multiple transactions. Purchase prices ranged from $2.06 to $2.13 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.