Filing Details
- Accession Number:
- 0000899243-16-012973
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-10 10:36:46
- Reporting Period:
- 2016-02-08
- Filing Date:
- 2016-02-10
- Accepted Time:
- 2016-02-10 10:36:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383414 | Pennantpark Investment Corp | PNNT | () | 208250744 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1118957 | L Samuel Katz | C/O Pennantpark Floating Rate Cap. Ltd 590 Madison Avenue 15Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-08 | 7,454 | $5.28 | 176,445 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-09 | 3,400 | $5.10 | 179,845 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 300 | Indirect | Held by Various related trusts |