Filing Details

Accession Number:
0000899243-16-012973
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-10 10:36:46
Reporting Period:
2016-02-08
Filing Date:
2016-02-10
Accepted Time:
2016-02-10 10:36:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383414 Pennantpark Investment Corp PNNT () 208250744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1118957 L Samuel Katz C/O Pennantpark Floating Rate Cap. Ltd
590 Madison Avenue 15Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-08 7,454 $5.28 176,445 No 4 P Direct
Common Stock Acquisiton 2016-02-09 3,400 $5.10 179,845 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 300 Indirect Held by Various related trusts