Filing Details
- Accession Number:
- 0000899243-16-012945
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-09 21:27:34
- Reporting Period:
- 2016-02-05
- Filing Date:
- 2016-02-09
- Accepted Time:
- 2016-02-09 21:27:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1419852 | Mattress Firm Holding Corp. | MFRM | Retail-Furniture Stores (5712) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1505185 | Berkshire Investors Iv Llc | 200 Clarendon Street, 35Th Floor Boston MA 02116 | No | No | Yes | No | |
1597786 | Berkshire Partners Holdings Llc | 200 Clarendon Street, 35Th Floor Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-05 | 40,290 | $33.06 | 3,716,238 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2016-02-05 | 492 | $33.06 | 14,586 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-05 | 453 | $33.06 | 13,944 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-05 | 13,606 | $33.93 | 3,729,844 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2016-02-05 | 166 | $33.93 | 14,752 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-05 | 152 | $33.93 | 14,096 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-05 | 4,225 | $34.47 | 3,734,069 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2016-02-05 | 52 | $34.47 | 14,804 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-05 | 47 | $34.47 | 14,143 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-08 | 27,507 | $33.62 | 3,761,576 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2016-02-08 | 336 | $33.62 | 15,140 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-08 | 308 | $33.62 | 14,451 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-08 | 55,550 | $34.38 | 3,817,126 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2016-02-08 | 678 | $34.38 | 15,818 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-08 | 621 | $34.38 | 15,072 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Represents shares that may be deemed to be indirectly beneficially owned by Berkshire Partners Holdings LLC ("BPH"), BPSP, L.P. ("BPSP"), Stockbridge Partners LLC ("SP") and Berkshire Partners LLC ("BP"). Berkshire Fund VIII, L.P. ("BF VIII") holds 886,219 shares of the Issuer's common stock, and Berkshire Fund VIII-A, L.P. ("BF VIII-A") holds 368,231 shares of the Issuer's common stock. Eighth Berkshire Associates LLC ("8BA") is the general partner of BF VIII and BF VIII-A. Stockbridge Fund, L.P. (f/k/a Stockbridge Special Situations Fund, L.P.) ("SF") holds 1,913,590 shares of the Issuer's common stock, Stockbridge Absolute Return Fund, L.P. ("SARF") holds 6,357 shares of the Issuer's common stock, Stockbridge Master Fund (OS), L.P. ("SOS") holds 187,154 shares of the Issuer's common stock and SP holds 455,575 shares of the Issuer's common stock on behalf of certain other accounts. Stockbridge Associates LLC ("SA") is the general partner of SF, SARF and SOS.
- (Continued from Footnote 1) BPH is the general partner of BPSP, which is the managing member of each of SP, the registered investment adviser of SF, SARF and SOS as well certain other accounts holding shares of the Issuer, and BP, the registered investment adviser of BF VIII and BF VIII-A. As the managing member of SP and BP, BPSP may be deemed to beneficially own shares of common stock that are beneficially owned by SP and BP. As the general partner of BPSP, BPH may be deemed to beneficially own shares of common stock that are beneficially owned by BPSP. BPH, BPSP, BP, SP, 8BA and SA are under common control and may be deemed to be, but do not admit to being, a group for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the "Act"). Each of BPH, BPSP, BP, SP, 8BA and SA disclaims beneficial ownership of any securities except to the extent of its pecuniary interest therein.
- Represents shares held directly by Berkshire Investors III LLC. Berkshire Investors III LLC may be deemed to be, but does not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Act.
- Represents shares held directly by Berkshire Investors IV LLC. Berkshire Investors IV LLC may be deemed to be, but does not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Act.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.36 - $33.35, inclusive. The reporting persons undertake to provide to Mattress Firm Holding Corp., any security holder of Mattress Firm Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.36 - $34.35, inclusive. The reporting persons undertake to provide to Mattress Firm Holding Corp., any security holder of Mattress Firm Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.36 - $34.65, inclusive. The reporting persons undertake to provide to Mattress Firm Holding Corp., any security holder of Mattress Firm Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.0150 - $34.0149, inclusive. The reporting persons undertake to provide to Mattress Firm Holding Corp., any security holder of Mattress Firm Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.0150 - $35.0000, inclusive. The reporting persons undertake to provide to Mattress Firm Holding Corp., any security holder of Mattress Firm Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.