Filing Details

Accession Number:
0001562180-16-001545
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-09 16:19:56
Reporting Period:
2016-02-05
Filing Date:
2016-02-09
Accepted Time:
2016-02-09 16:19:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
51143 International Business Machines Corp IBM Computer & Office Equipment (3570) 130871985
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1333712 M Virginia Rometty Ibm Corporation
One New Orchard Road
Armonk NY 10504
Chairman, Pres. And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-05 21,456 $91.04 31,814 No 4 M Direct
Common Stock Disposition 2016-02-05 100 $125.85 31,714 No 4 S Direct
Common Stock Disposition 2016-02-05 200 $125.88 31,514 No 4 S Direct
Common Stock Disposition 2016-02-05 300 $125.89 31,214 No 4 S Direct
Common Stock Disposition 2016-02-05 300 $125.90 30,914 No 4 S Direct
Common Stock Disposition 2016-02-05 400 $125.91 30,514 No 4 S Direct
Common Stock Disposition 2016-02-05 900 $125.92 29,614 No 4 S Direct
Common Stock Disposition 2016-02-05 150 $125.93 29,464 No 4 S Direct
Common Stock Disposition 2016-02-05 400 $125.94 29,064 No 4 S Direct
Common Stock Disposition 2016-02-05 300 $125.95 28,764 No 4 S Direct
Common Stock Disposition 2016-02-05 300 $125.98 28,464 No 4 S Direct
Common Stock Disposition 2016-02-05 100 $125.99 28,364 No 4 S Direct
Common Stock Disposition 2016-02-05 2,625 $126.00 25,739 No 4 S Direct
Common Stock Disposition 2016-02-05 800 $126.01 24,939 No 4 S Direct
Common Stock Disposition 2016-02-05 400 $126.03 24,539 No 4 S Direct
Common Stock Disposition 2016-02-05 800 $126.04 23,739 No 4 S Direct
Common Stock Disposition 2016-02-05 300 $126.05 23,439 No 4 S Direct
Common Stock Disposition 2016-02-05 600 $126.05 22,839 No 4 S Direct
Common Stock Disposition 2016-02-05 100 $126.07 22,739 No 4 S Direct
Common Stock Disposition 2016-02-05 800 $126.08 21,939 No 4 S Direct
Common Stock Disposition 2016-02-05 3,254 $0.00 176,265 No 5 G Indirect trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 5 G Indirect trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Emp. Stock Option (right to buy) Disposition 2016-02-05 21,456 $0.00 21,456 $91.04
Common Stock Phantom Stock Unit Acquisiton 2016-02-08 162 $0.00 162 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-05-08 2016-05-07 No 4 M Direct
15,958 No 4 A Direct
Footnotes
  1. The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. This grant vested in four equal annual installments; the last installment vested on the date shown above.
  3. Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
  4. Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
  5. Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan.