Filing Details
- Accession Number:
- 0000028823-16-000132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-09 16:18:32
- Reporting Period:
- 2016-02-06
- Filing Date:
- 2016-02-09
- Accepted Time:
- 2016-02-09 16:18:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
28823 | Diebold Inc | DBD | Calculating & Accounting Machines (No Electronic Computers) (3578) | 340183970 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1326214 | M Sheila Rutt | C/O Diebold, Incorporated 5995 Mayfair Road North Canton OH 44720 | Vp, Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-02-06 | 756 | $26.97 | 32,492 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-02-06 | 430 | $25.39 | 32,062 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 546 | Indirect | 401(k) |
Common Stock | 11,683 | Indirect | Revocable Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | $39.43 | 2007-02-20 | 2016-02-19 | 8,000 | 8,000 | Direct |
Common Stock | Non-Qualified Stock Option | $47.27 | 2008-02-14 | 2017-02-13 | 7,500 | 7,500 | Direct |
Common Stock | Non-Qualified Stock Option | $32.67 | 2012-02-10 | 2021-02-09 | 12,000 | 12,000 | Direct |
Common Stock | Non-Qualified Stock Option | $34.89 | 2013-02-08 | 2022-02-07 | 16,500 | 16,500 | Direct |
Common Stock | Non-Qualified Stock Option | $29.87 | 2014-02-06 | 2023-02-05 | 8,505 | 8,505 | Direct |
Common Stock | Non-Qualified Stock Option | $34.13 | 2015-02-12 | 2024-02-12 | 15,376 | 15,376 | Direct |
Common Shares | Non-Qualified Stock Option | $32.33 | 2016-02-05 | 2025-02-05 | 18,723 | 18,723 | Direct |
Common Shares | Non-Qualified Stock Option | $27.39 | 2017-02-03 | 2026-02-03 | 19,553 | 19,553 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-02-19 | 8,000 | 8,000 | Direct |
2017-02-13 | 7,500 | 7,500 | Direct |
2021-02-09 | 12,000 | 12,000 | Direct |
2022-02-07 | 16,500 | 16,500 | Direct |
2023-02-05 | 8,505 | 8,505 | Direct |
2024-02-12 | 15,376 | 15,376 | Direct |
2025-02-05 | 18,723 | 18,723 | Direct |
2026-02-03 | 19,553 | 19,553 | Direct |
Footnotes
- Number of 401(k) shares owned as of most current statement; fractional shares omitted.
- Number of shares held by filer in a revocable trust over which filer has control.
- Shares withheld pursuant to exercise of tax withholding right under the 1991 Equity and Performance Incentive Plan - Restricted Share Award
- Number includes restricted stock units.
- This transaction was effected for financial and tax planning purposes pursuant to a Rule 10b5-1 Plan adopted by reporting person on December 10, 2015.
- Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant.
- Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.