Filing Details

Accession Number:
0000028823-16-000132
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-09 16:18:32
Reporting Period:
2016-02-06
Filing Date:
2016-02-09
Accepted Time:
2016-02-09 16:18:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
28823 Diebold Inc DBD Calculating & Accounting Machines (No Electronic Computers) (3578) 340183970
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326214 M Sheila Rutt C/O Diebold, Incorporated
5995 Mayfair Road
North Canton OH 44720
Vp, Chief Hr Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-02-06 756 $26.97 32,492 No 4 F Direct
Common Stock Disposition 2016-02-06 430 $25.39 32,062 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 546 Indirect 401(k)
Common Stock 11,683 Indirect Revocable Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option $39.43 2007-02-20 2016-02-19 8,000 8,000 Direct
Common Stock Non-Qualified Stock Option $47.27 2008-02-14 2017-02-13 7,500 7,500 Direct
Common Stock Non-Qualified Stock Option $32.67 2012-02-10 2021-02-09 12,000 12,000 Direct
Common Stock Non-Qualified Stock Option $34.89 2013-02-08 2022-02-07 16,500 16,500 Direct
Common Stock Non-Qualified Stock Option $29.87 2014-02-06 2023-02-05 8,505 8,505 Direct
Common Stock Non-Qualified Stock Option $34.13 2015-02-12 2024-02-12 15,376 15,376 Direct
Common Shares Non-Qualified Stock Option $32.33 2016-02-05 2025-02-05 18,723 18,723 Direct
Common Shares Non-Qualified Stock Option $27.39 2017-02-03 2026-02-03 19,553 19,553 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-02-19 8,000 8,000 Direct
2017-02-13 7,500 7,500 Direct
2021-02-09 12,000 12,000 Direct
2022-02-07 16,500 16,500 Direct
2023-02-05 8,505 8,505 Direct
2024-02-12 15,376 15,376 Direct
2025-02-05 18,723 18,723 Direct
2026-02-03 19,553 19,553 Direct
Footnotes
  1. Number of 401(k) shares owned as of most current statement; fractional shares omitted.
  2. Number of shares held by filer in a revocable trust over which filer has control.
  3. Shares withheld pursuant to exercise of tax withholding right under the 1991 Equity and Performance Incentive Plan - Restricted Share Award
  4. Number includes restricted stock units.
  5. This transaction was effected for financial and tax planning purposes pursuant to a Rule 10b5-1 Plan adopted by reporting person on December 10, 2015.
  6. Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant.
  7. Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.