Filing Details
- Accession Number:
- 0001606268-16-000199
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-08 18:11:34
- Reporting Period:
- 2016-02-05
- Filing Date:
- 2016-02-08
- Accepted Time:
- 2016-02-08 18:11:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1606268 | Spark Energy Inc. | SPKE | Electric & Other Services Combined (4931) | 465453215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1582187 | Iii Keith W Maxwell | 12140 Wickchester Lane, Suite 100 Houston TX 77079 | Yes | No | Yes | No | |
1664233 | Retailco, Llc | 12140 Wickchester Lane Suite 100 Houston TX 77079 | No | No | Yes | No | |
1664236 | Txex Energy Investments, Llc | 12140 Wickchester Lane Suite 100 Houston TX 77079 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2016-02-05 | 3,534 | $25.00 | 982,166 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 92,850 | Direct |
Footnotes
- The sale of Class A Common Stock reported herein by Retailco, LLC ("Retailco") was matchable under Section 16(b) of the Securities and Exchange Act of 1934, as amended, with the purchase by W. Keith Maxwell III, the indirect owner of Retailco, of 3,534 shares of Class A Common Stock which were purchased on December 1, 2015. W. Keith Maxwell III has agreed to pay Spark Energy, Inc., upon settlement of the sale $24,398.38, representing the full amount of the profit realized in connection with the short-swing transaction.
- Held directly by Retailco. Retailco is a wholly owned subsidiary of TxEx Energy Investments, LLC, which is wholly owned by W. Keith Maxwell.