Filing Details

Accession Number:
0001209191-16-096072
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-05 18:28:40
Reporting Period:
2016-02-04
Filing Date:
2016-02-05
Accepted Time:
2016-02-05 18:28:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1327978 Dividend Capital Diversified Property Fund Inc. NONE Real Estate Investment Trusts (6798) 300309068
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397742 A John Blumberg 518 17Th Street Ste. 1700
Denver CO 80202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class I Common Stock Acquisiton 2016-02-04 124,451 $7.41 606,193 No 4 A Indirect By Dividend Capital Total Advisors LLC
Class I Common Stock Disposition 2016-02-04 124,451 $7.41 606,193 No 4 S Indirect By Dividend Capital Total Advisors LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Indirect By Dividend Capital Total Advisors LLC
No 4 S Indirect By Dividend Capital Total Advisors LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class I Common Stock 36,822 Direct
Unclassified Common Stock 20,000 Indirect By Dividend Capital Total Advisors LLC
Footnotes
  1. On February 4, 2016, Dividend Capital Total Advisors LLC (the "Advisor") acquired 124,451 restricted stock units ("Company RSUs") from Dividend Capital Diversified Property Fund Inc. (the "Company"). Each Company RSU will, upon vesting, be settled in one share of the Company's Class I common stock. The Company RSUs are subject to specified vesting and settlement provisions and, upon settlement in Class I shares of Company common stock, require offset of advisory fees and expenses otherwise payable from the Company to the Advisor based on a value of $7.41 per share. The shares reported in this box relate to the 124,451 Company RSUs granted on February 4, 2016.
  2. As of February 5, 2016, 20,202 of the shares reported in this box are Class I shares of common stock of the Company and 585,991 are shares related to Company RSUs.
  3. These reported securities are or were owned by the Advisor. The securities reported above may be attributed to the Reporting Person based upon the fact that the Reporting Person is one of several individuals and/or their affiliates that directly or indirectly controls the Advisor. The Reporting Person disclaims beneficial ownership of the reported securities held by the Advisor except to the extent of his pecuniary interest therein.
  4. On February 4, 2016, the Advisor granted, in the aggregate, 124,451 restricted stock units ("Advisor RSUs") to certain employees of the Advisor and its affiliates. Each Advisor RSU will, upon vesting, be settled in one share of the Company's Class I common stock. The Advisor RSUs are subject to specified vesting and settlement provisions and, upon settlement in Class I shares of the Company's common stock, require offset of compensation otherwise payable from the Advisor to the Reporting Person based on a value of $7.41 per share. The shares reported in this box relate to the 124,451 Advisor RSUs granted on February 4, 2016.
  5. Although these shares are unclassified, they are often referred to as "Class E" common stock.