Filing Details
- Accession Number:
- 0001209191-16-096072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-05 18:28:40
- Reporting Period:
- 2016-02-04
- Filing Date:
- 2016-02-05
- Accepted Time:
- 2016-02-05 18:28:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1327978 | Dividend Capital Diversified Property Fund Inc. | NONE | Real Estate Investment Trusts (6798) | 300309068 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397742 | A John Blumberg | 518 17Th Street Ste. 1700 Denver CO 80202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class I Common Stock | Acquisiton | 2016-02-04 | 124,451 | $7.41 | 606,193 | No | 4 | A | Indirect | By Dividend Capital Total Advisors LLC |
Class I Common Stock | Disposition | 2016-02-04 | 124,451 | $7.41 | 606,193 | No | 4 | S | Indirect | By Dividend Capital Total Advisors LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Indirect | By Dividend Capital Total Advisors LLC |
No | 4 | S | Indirect | By Dividend Capital Total Advisors LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class I Common Stock | 36,822 | Direct | |
Unclassified Common Stock | 20,000 | Indirect | By Dividend Capital Total Advisors LLC |
Footnotes
- On February 4, 2016, Dividend Capital Total Advisors LLC (the "Advisor") acquired 124,451 restricted stock units ("Company RSUs") from Dividend Capital Diversified Property Fund Inc. (the "Company"). Each Company RSU will, upon vesting, be settled in one share of the Company's Class I common stock. The Company RSUs are subject to specified vesting and settlement provisions and, upon settlement in Class I shares of Company common stock, require offset of advisory fees and expenses otherwise payable from the Company to the Advisor based on a value of $7.41 per share. The shares reported in this box relate to the 124,451 Company RSUs granted on February 4, 2016.
- As of February 5, 2016, 20,202 of the shares reported in this box are Class I shares of common stock of the Company and 585,991 are shares related to Company RSUs.
- These reported securities are or were owned by the Advisor. The securities reported above may be attributed to the Reporting Person based upon the fact that the Reporting Person is one of several individuals and/or their affiliates that directly or indirectly controls the Advisor. The Reporting Person disclaims beneficial ownership of the reported securities held by the Advisor except to the extent of his pecuniary interest therein.
- On February 4, 2016, the Advisor granted, in the aggregate, 124,451 restricted stock units ("Advisor RSUs") to certain employees of the Advisor and its affiliates. Each Advisor RSU will, upon vesting, be settled in one share of the Company's Class I common stock. The Advisor RSUs are subject to specified vesting and settlement provisions and, upon settlement in Class I shares of the Company's common stock, require offset of compensation otherwise payable from the Advisor to the Reporting Person based on a value of $7.41 per share. The shares reported in this box relate to the 124,451 Advisor RSUs granted on February 4, 2016.
- Although these shares are unclassified, they are often referred to as "Class E" common stock.