Filing Details

Accession Number:
0001209191-16-095891
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-05 10:50:36
Reporting Period:
2016-02-03
Filing Date:
2016-02-05
Accepted Time:
2016-02-05 10:50:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-02-03 718 $6.11 3,359,488 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-03 600 $6.83 3,360,088 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-03 400 $5.90 3,360,488 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-03 300 $6.09 3,360,788 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-03 100 $6.08 3,360,888 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-04 1,115 $6.15 3,362,003 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-04 600 $6.19 3,362,603 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-04 785 $6.11 3,363,388 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.