Home > Insider Trading > Filing (0001012975-16-000974)

Filing Details

Accession Number:: 0001012975-16-000974
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-02-04 19:39:47
Reporting Period:: 2016-02-02

Filing Date:: 2016-02-04
Accepted Time:: 2016-02-04 19:39:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1577791	Fifth Street Senior Floating Rate Corp.	FSFR	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1200461	M Leonard Tannenbaum	777 West Putnam Avenue, 3Rd Floor Greenwich CT 06830		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-02-02	39,284	$7.54	2,818,557	No	4	P	Direct
Common Stock	Acquisiton	2016-02-03	19,642	$7.52	2,838,199	No	4	P	Direct
Common Stock	Acquisiton	2016-02-04	29,284	$7.68	2,867,483	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	154,728	Indirect	See footnote
Common Stock	10,875	Indirect	See footnote

Footnotes

This transaction was executed in multiple trades at prices ranging from $7.37 to $7.69. The price above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
This transaction was executed in multiple trades at prices ranging from $7.43 to $7.60. The price above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
This transaction was executed in multiple trades at prices ranging from $7.50 to $7.75. The price above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Securities held by Fifth Street Asset Management Inc. ("FSAM"). The Reporting Person is a controlling shareholder of FSAM and has investment control over FSAM's holdings of the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.