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Home > Insider Trading > Filing (0001140361-16-050318)

Filing Details

Accession Number:: 0001140361-16-050318
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-02-04 17:01:06
Reporting Period:: 2016-02-02

Filing Date:: 2016-02-04
Accepted Time:: 2016-02-04 17:01:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1494448	Emergent Capital Inc.	EMG	Life Insurance (6311)	300663473

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1249693	M James Chadwick	C/O Emergent Capital, Inc. 5355 Town Center Road, Suite 701 Boca Raton FL 33486		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-02-02	50,000	$4.43	233,669	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2016-02-03	20,000	$4.34	253,669	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2016-02-04	25,000	$4.25	278,669	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	20,283	Direct

Footnotes

The Reporting Person is a principal of Ancora Catalyst Fund LP. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.