Filing Details
- Accession Number:
- 0001515690-16-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-04 16:54:09
- Reporting Period:
- 2016-02-02
- Filing Date:
- 2016-02-04
- Accepted Time:
- 2016-02-04 16:54:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1098151 | Fidelity D & D Bancorp Inc | FDBC | National Commercial Banks (6021) | 233017653 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249657 | J Daniel Santaniello | 307 Relda Road Roaring Brook Twp PA 18444 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock | Acquisiton | 2016-02-02 | 898 | $32.40 | 25,212 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Acquisiton | 2016-02-02 | 5,505 | $0.00 | 5,505 | $32.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,212 | 2017-02-02 | 2026-02-01 | No | 4 | M | Direct |
Footnotes
- The stock which shall fully vest at the end of a three-year vesting period (100% after three years, subject to graded vesting---1/3, 1/3 and 1/3 each year (or 33 1/3% vesting per year))
- Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting
Billionaire Hedge Funds
