Filing Details
- Accession Number:
- 0001185185-16-003599
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-04 16:25:00
- Reporting Period:
- 2016-02-01
- Filing Date:
- 2016-02-04
- Accepted Time:
- 2016-02-04 16:25:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1112920 | Globalscape Inc | GSB | Services-Prepackaged Software (7372) | 742785449 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1600245 | Craig Matthew Goulet | 4500 Lockhill Selma Road Suite 150 San Antonio TX 78249 | Coo & Senior Vp, Sales & Mktg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-02-03 | 2,000 | $3.42 | 2,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option | Acquisiton | 2016-02-01 | 100,000 | $0.00 | 100,000 | $3.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 275,000 | 2026-02-01 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | $3.20 | 2025-02-09 | 75,000 | 175,000 | Direct | |
| Common Stock | Non-Qualified Stock Option | $1.55 | 2023-09-09 | 75,000 | 75,000 | Direct | |
| Common Stock | Non-Qualified Stock Option | $2.35 | 2024-01-02 | 25,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-02-09 | 75,000 | 175,000 | Direct |
| 2023-09-09 | 75,000 | 75,000 | Direct |
| 2024-01-02 | 25,000 | 100,000 | Direct |
Footnotes
- 1/3 of the total shares under this option vest and are available for purchase on each annual anniversary date of the grant date of the option.
Billionaire Hedge Funds
