Filing Details
- Accession Number:
- 0001056943-16-000052
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2016-02-04 15:41:10
- Reporting Period:
- 2015-12-31
- Filing Date:
- 2016-02-04
- Accepted Time:
- 2016-02-04 15:41:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056943 | Peoples Financial Services Corp. | PFIS | National Commercial Banks (6021) | 232391852 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1278647 | Joseph Ferretti | C/O Peoples Security Bank &Amp; Trust Co. 150 N Washington Ave Scranton PA 18503 | Co-Chief Lending Officer-North | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-17 | 75 | $40.12 | 75 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-05-08 | 25 | $39.75 | 100 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-31 | 120 | $0.00 | 120 | No | 5 | J | Indirect | PSB&T Employee Stock Ownership Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 5 | J | Indirect | PSB&T Employee Stock Ownership Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,997 | Indirect | 401(k) Plan |
Footnotes
- Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan.
- Balance includes adjustment of 7 shares acquired under the Issuer's KSOP before termination and transfer into the Issuer's 401(k) Plan