Filing Details
- Accession Number:
- 0001144204-16-078998
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-04 14:29:11
- Reporting Period:
- 2016-02-03
- Filing Date:
- 2016-02-04
- Accepted Time:
- 2016-02-04 14:29:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 897802 | Special Opportunities Fund Inc. | SPE | (0) | 133702911 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341021 | Andrew Dakos | C/O Special Opportunities Fund, Inc. 615 East Michigan Street Milwaukee WI 53202 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-02-03 | 2,000 | $12.46 | 6,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,287 | Indirect | By Spouse |
| Common Stock | 772 | Indirect | By Minor Children |
Footnotes
- The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- The Reporting Person disclaims beneficial ownership of the securities owned by his minor children and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
Billionaire Hedge Funds
