Filing Details

Accession Number:
0001144204-16-078882
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-03 20:01:54
Reporting Period:
2016-02-01
Filing Date:
2016-02-03
Accepted Time:
2016-02-03 20:01:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792130 Datawatch Corp DWCH Services-Prepackaged Software (7372) 020405716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296592 Anthony Michael Morrison C/O Datawatch Corporation
4 Crosby Drive
Bedford MA 01730
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-02-01 10,000 $4.10 175,868 No 4 F Direct
Common Stock Disposition 2016-02-01 15,000 $4.25 160,868 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 119,463 Indirect Trustee
Common Stock 15,297 Indirect Spouse
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person.
  2. Excludes 2,348 shares previously reported in error as being beneficially owned by the reporting person.
  3. These shares are owned by Merrill Lynch, Trustee f/b/o Michael Morrison Roth IRA.
  4. These shares are owned by Mr. Morrison's wife as custodian for five UTMA accounts. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  5. This amount includes 192 shares owned by Mr. Morrison's children held in UTMA accounts which were previously reported as separate holdings.