Filing Details
- Accession Number:
- 0001144204-16-078880
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-03 20:01:03
- Reporting Period:
- 2015-12-09
- Filing Date:
- 2016-02-03
- Accepted Time:
- 2016-02-03 20:01:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
792130 | Datawatch Corp | DWCH | Services-Prepackaged Software (7372) | 020405716 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1665774 | Randy Seidl | C/O Datawatch Corporation 4 Crosby Drive Bedford MA 01730 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-09 | 2,500 | $0.00 | 34,500 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2016-02-01 | 15,000 | $4.11 | 49,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Footnotes
- The securities awarded on 12/9/2015 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Second Amended and Restated 2011 Equity Compensation and Incentive Plan. 833 RSUs will vest on 12/3/2016 and an additional 833 RSUs will vest at 12/3/2017, with the final 834 RSUs vesting on 12/3/2018. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.05 to $4.26. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.