Filing Details

Accession Number:
0001179110-16-018393
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-03 16:25:33
Reporting Period:
2016-02-01
Filing Date:
2016-02-03
Accepted Time:
2016-02-03 16:25:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820027 Ameriprise Financial Inc AMP Investment Advice (6282) 133180631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195078 Jay H Sarles General Counsel'S Office
1098 Ameriprise Financial Center
Minneapolis MN 55474
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-01 2,000 $89.52 12,609 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock (Retainer Deferral) Acquisiton 2016-02-01 178 $87.79 178 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
178 No 4 A Direct
Footnotes
  1. Reflects the weighted average price of 2,000 shares of common stock of Ameriprise Financial, Inc. purchased by the reporting person in multiple transactions on February 1, 2016 with purchase prices ranging from $89.36 to $89.79 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  2. Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
  3. Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.