Filing Details
- Accession Number:
- 0000899243-16-012635
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-03 16:23:46
- Reporting Period:
- 2016-02-01
- Filing Date:
- 2016-02-03
- Accepted Time:
- 2016-02-03 16:23:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1527166 | Carlyle Group L.p. | CG | Investment Advice (6282) | 452832612 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1549803 | L. Curtis Buser | 1001 Pennsylvania Avenue, Nw Washington DC 20004 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Units | Acquisiton | 2016-02-01 | 80,043 | $0.00 | 193,378 | No | 4 | A | Direct | |
| Common Units | Acquisiton | 2016-02-01 | 11,211 | $0.00 | 204,589 | No | 4 | A | Direct | |
| Common Units | Disposition | 2016-02-01 | 2,470 | $13.38 | 202,119 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2017, an additional 30% on August 1, 2018 and the remaining 30% on August 1, 2019, subject to the reporting person's continued service at the company on the applicable vesting date.
- These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2017, subject to the reporting person's continued service at the company on the vesting date.
- These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported.
- The price reported in column 4 is a weighted average price. These common units were sold in multiple transactions at prices ranging from $13.34 to $13.45, inclusive. The reporting person undertakes to provide to The Carlyle Group L.P., any security holder of The Carlyle Group L.P. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
