Filing Details
- Accession Number:
- 0001209191-16-095299
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-02-03 16:23:08
- Reporting Period:
- 2015-12-09
- Filing Date:
- 2016-02-03
- Accepted Time:
- 2016-02-03 16:23:08
- Original Submission Date:
- 2015-12-11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1462120 | Live Oak Bancshares Inc. | LOB | State Commercial Banks (6022) | 264596286 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1454313 | Don Jackson | 1741 Tiburon Drive Wilmington NC 28403 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Voting Common Stock | Acquisiton | 2015-12-09 | 16,787 | $13.49 | 80,618 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Voting Common Stock | Stock Option (Right to Buy) | $19.15 | 2025-08-25 | 30,000 | 30,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-08-25 | 30,000 | 30,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $13.07 to $13.82. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- The shares subject to this option vest and become exercisable in four equal annual installments beginning on August 25, 2016.
Billionaire Hedge Funds
