Filing Details
- Accession Number:
- 0001062359-16-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-03 14:58:13
- Reporting Period:
- 2016-02-02
- Filing Date:
- 2016-02-03
- Accepted Time:
- 2016-02-03 14:58:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1016708 | Renovacare Inc. | RCAR | Oil & Gas Field Exploration Services (1382) | 980170247 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1062359 | S Harmel Rayat | 700 - 688 West Hastings Street Vancouver A1 V6B 1P1 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.00001 | Acquisiton | 2016-02-02 | 2,173,913 | $0.46 | 44,550,713 | No | 4 | P | Indirect | Kalen Capital Corporation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Kalen Capital Corporation |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.00001 | Series B Stock Purchase Warrant | Disposition | 2016-02-02 | 2,173,913 | $0.46 | 1,326,087 | $0.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,626,087 | 2013-11-29 | 2018-11-29 | No | 4 | C | Indirect |
Footnotes
- On February 2, 2016, Kalen Capital Corporation exercised a Series B Stock Purchase Warrant for 2,173,913 shares of Issuers common stock at an exercise price of $0.46 per share for payment of $999,999.98.
- Does not include derivative securities beneficially owned by Mr. Rayat.
- Mr. Rayat is the sole shareholder and sole director of Kalen Capital Corporation.
- Represents the number of shares remaining issuable upon exercise of the Series B Stock Purchase Warrant.
- Includes (a) a Series B Stock Purchase Warrant to purchase up to 1,326,087 shares of the Issuers common stock at an exercise price of $0.46 per share through November 29, 2018; (b) a Series C Stock Purchase Warrant to purchase up to 3,500,000 shares of the Issuers common stock at an exercise price of $0.49 per share through November 29, 2018; and (c) a Series D Stock Purchase Warrant to purchase up to 800,000 shares of the Issuers common stock at an exercise price of $1.10 per share through June 5, 2020. Each of the foregoing warrants may be exercised on a cashless basis.