Filing Details
- Accession Number:
- 0001140361-16-049977
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-03 13:46:41
- Reporting Period:
- 2016-02-01
- Filing Date:
- 2016-02-03
- Accepted Time:
- 2016-02-03 13:46:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 763532 | Lsi Industries Inc | LYTS | Electric Lighting & Wiring Equipment (3640) | 310888951 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 936976 | P/ James Sferra | Lsi Industries Inc. 10000 Alliance Road Cincinnati OH 45242 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2016-02-01 | 30,000 | $11.12 | 249,532 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 59,351 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | $6.81 | 2024-11-20 | 30,000 | 30,000 | Direct | |
| Common Shares | Option to Buy | $7.20 | 2023-08-22 | 50,000 | 50,000 | Direct | |
| Common Shares | Option to Buy | $6.58 | 2022-08-15 | 40,000 | 40,000 | Direct | |
| Common Shares | Option to Buy | $17.60 | 2016-08-24 | 25,000 | 25,000 | Direct | |
| Common Shares | Option to Buy | $19.76 | 2017-08-24 | 20,000 | 20,000 | Direct | |
| Common Shares | Option to Buy | $8.98 | 2018-08-22 | 20,000 | 20,000 | Direct | |
| Common Shares | Option to Buy | $8.40 | 2019-08-21 | 60,000 | 60,000 | Direct | |
| Common Shares | Option to Buy | $5.21 | 2020-08-19 | 22,000 | 22,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-11-20 | 30,000 | 30,000 | Direct |
| 2023-08-22 | 50,000 | 50,000 | Direct |
| 2022-08-15 | 40,000 | 40,000 | Direct |
| 2016-08-24 | 25,000 | 25,000 | Direct |
| 2017-08-24 | 20,000 | 20,000 | Direct |
| 2018-08-22 | 20,000 | 20,000 | Direct |
| 2019-08-21 | 60,000 | 60,000 | Direct |
| 2020-08-19 | 22,000 | 22,000 | Direct |
Footnotes
- The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $11.01 to $11.29. The Reporting Person undertakes to provide full pricing information to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission upon request.
- Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008.
- The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- These holdings have been previously reported on Form 4.
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