Filing Details
- Accession Number:
- 0001171843-16-007602
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2016-02-03 12:17:29
- Reporting Period:
- 2015-11-20
- Filing Date:
- 2016-02-03
- Accepted Time:
- 2016-02-03 12:17:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1612630 | Joint Corp | JYNT | Patent Owners & Lessors (6794) | 900544160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1622401 | Fred Gerretzen | 16767 N. Perimeter Dr., Ste. 240 Scottsdale AZ 85260 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-05-20 | 3,000 | $9.63 | 321,720 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-26 | 3,000 | $9.80 | 318,720 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-01 | 3,000 | $9.50 | 315,720 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-03 | 620 | $9.75 | 315,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-25 | 1,000 | $11.24 | 314,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-26 | 9,000 | $11.25 | 305,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-07-09 | 2,207 | $9.77 | 302,893 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-07-10 | 3,400 | $10.13 | 299,493 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-07-13 | 2,080 | $9.79 | 297,413 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-07-14 | 1,040 | $9.83 | 296,373 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-07-15 | 3,280 | $9.94 | 293,093 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-07-16 | 291 | $9.87 | 292,802 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-07-17 | 6,562 | $9.79 | 286,240 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-12 | 2,000 | $8.96 | 284,240 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-13 | 2,000 | $8.75 | 282,240 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-14 | 200 | $8.74 | 282,240 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 369,480 | Indirect | By the Joint Franchise Co., LLC |
Footnotes
- Since the date of the reporting person's last ownership report, 57,720 were transferred from The Joint Franchise Co., LLC to the reporting person to be owned by him directly.
- This transaction was executed in multiple trades at prices ranging from $9.60 to $9.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes 57,720 shares transferred from The Joint Franchise Co., LLC to the reporting person (as described in Note 1 above).
- Since the date of the reporting person's last ownership report, he transferred 534,000 shares to his ex-wife pursuant to a domestic relations order.
- This transaction was executed in multiple trades at prices ranging from $9.50 to $9.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.