Filing Details

Accession Number:
0001209191-16-095155
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-03 11:21:05
Reporting Period:
2016-02-01
Filing Date:
2016-02-03
Accepted Time:
2016-02-03 11:21:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-02-01 1,100 $6.67 3,354,870 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-01 800 $6.63 3,355,670 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-01 300 $6.66 3,355,970 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-01 300 $6.60 3,356,270 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-02 800 $6.20 3,357,070 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-02 600 $6.10 3,357,670 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-02 500 $6.17 3,358,170 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-02 400 $6.25 3,358,570 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-02 200 $6.30 3,358,770 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.