Filing Details
- Accession Number:
- 0001437749-16-024558
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-02 20:13:35
- Reporting Period:
- 2016-01-29
- Filing Date:
- 2016-02-02
- Accepted Time:
- 2016-02-02 20:13:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719274 | Giga Tronics Inc | GIGA | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 942656341 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1338364 | R John Regazzi | 4650 Norris Canyon Road San Ramon CA 94583 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-01-29 | 80,400 | $1.15 | 147,400 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2016-01-29 | 60,300 | $0.13 | 60,300 | $1.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 60,300 | 2016-01-29 | 2021-01-29 | No | 4 | P | Direct |
Footnotes
- The securities were purchased in a private placement. The shares are held by the reporting person through his individual retirement account.
Billionaire Hedge Funds
