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Filing Details

Accession Number:: 0001012975-16-000961
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-02-02 17:54:52
Reporting Period:: 2016-01-29

Filing Date:: 2016-02-02
Accepted Time:: 2016-02-02 17:54:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
778164	Pacific Ethanol Inc.	PEIX	Industrial Organic Chemicals (2860)	412170618

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1531741	Candlewood Investment Group, Lp	555 Theodore Fremd Ave., Suite C-303 Rye NY 10580	No	No	Yes	No
1663659	Candlewood Special Situations General, Llc	555 Theodore Fremd Ave., Suite C-303 Rye NY 10580	No	No	Yes	No
1663660	Candlewood Investment Group General, Llc	555 Theodore Fremd Ave., Suite C-303 Rye NY 10580	No	No	Yes	No
1663661	Candlewood Special Situations Master Fund, Ltd.	555 Theodore Fremd Ave., Suite C-303 Rye NY 10580	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-01-29	18,128	$3.36	4,615,914	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-01-29	2,472	$3.36	740,778	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-02-01	170,993	$3.34	4,786,907	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-02-01	23,317	$3.34	764,095	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-02-02	974,699	$3.29	5,761,606	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-02-02	132,914	$3.29	897,009	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,126,184	Indirect	See footnote
Common Stock	77,293	Indirect	See footnote
Common Stock	48,153	Indirect	See footnote
Common Stock	192,612	Indirect	See footnote

Footnotes

This transaction was executed in multiple trades at prices ranging from $3.27 to $3.40. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
This transaction was executed in multiple trades at prices ranging from $3.29 to $3.44. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
This transaction was executed in multiple trades at prices ranging from $3.19 to $3.305. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The securities are directly held by Candlewood Special Situations Master Fund, Ltd. (the "Special Situations Fund"). Candlewood Investment Group, LP (the "Investment Manager") serves as the investment manager to the Special Situations Fund, and Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner of the Special Situations Fund. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Each of the Investment Manager, the Fund GP and the Manager GP disclaims pecuniary interest in the reported securities except to the extent of its economic interest.
The securities are directly held by a private investment fund for which (i) the Investment Manager serves as the investment manager and (ii) the Fund GP serves as the general partner. The Manager GP serves as the general partner of the Investment Manager. Each of the Investment Manager, the Fund GP and the Manager GP disclaims pecuniary interest in the reported securities except to the extent of its economic interest.
The securities are directly held by a private investment fund for which the Investment Manager controls the investment manager advising such fund. The Manager GP serves as the general partner of the Investment Manager. Each of the Investment Manager and the Manager GP disclaims pecuniary interest in the reported securities except to the extent of its economic interest.