Filing Details

Accession Number:
0001140361-16-049857
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-02-02 17:28:45
Reporting Period:
2015-08-11
Filing Date:
2016-02-02
Accepted Time:
2016-02-02 17:28:45
Original Submission Date:
2015-08-11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1541119 Sound Financial Bancorp Inc. SFBC Savings Institution, Federally Chartered (6035) 455188530
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410554 Jr S David Haddad C/O Sound Financial Bancorp, Inc.
2005 Fifth Ave, Suite 200
Seattle WA 98121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-11 643 $20.20 2,263 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,113 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $8.41 2019-01-27 1,623 1,623 Direct
Common Stock Stock Option (Right to Buy) $9.72 2019-01-27 1,623 1,623 Direct
Common Stock Stock Option (Right to Buy) $16.80 2024-01-23 6,025 6,025 Direct
Common Stock Stock Option (Right to Buy) $18.36 2025-01-28 862 862 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-27 1,623 1,623 Direct
2019-01-27 1,623 1,623 Direct
2024-01-23 6,025 6,025 Direct
2025-01-28 862 862 Direct
Footnotes
  1. Options vest in five equal annual installments beginning on January 27, 2010.
  2. Options vest in five equal annual installments beginning on January 23, 2015.
  3. Options vest in three equal annual installments beginning on January 28, 2015.