Filing Details
- Accession Number:
- 0001209191-16-094670
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-02 15:00:34
- Reporting Period:
- 2016-02-01
- Filing Date:
- 2016-02-02
- Accepted Time:
- 2016-02-02 15:00:34
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186592 | Joseph Michael Donnelly | The Kroger Co. 1014 Vine Street Cincinnati OH 45202 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-01 | 10,000 | $14.14 | 222,050 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-02-01 | 10,000 | $39.00 | 212,050 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | Disposition | 2016-02-01 | 10,000 | $0.00 | 10,000 | $14.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,000 | 2017-06-28 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2015.
- Between September 30, 2015 and December 31, 2015, the reporting person acquired 39.4683 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees as of December 31, 2015.
- The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
- These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.