Filing Details
- Accession Number:
- 0000927089-16-000687
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-02 10:39:02
- Reporting Period:
- 2016-01-22
- Filing Date:
- 2016-02-02
- Accepted Time:
- 2016-02-02 10:39:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1391933 | Quaint Oak Bancorp Inc | QNTO | Savings Institutions, Not Federally Chartered (6036) | 352293957 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403487 | J Robert Phillips | C/O Quaint Oak Bancorp, Inc. 607 Lakeside Drive Southampton PA 18966 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-01-22 | 100 | $5.00 | 37,846 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-01-22 | 100 | $12.00 | 37,746 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-02-01 | 800 | $5.00 | 38,546 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-02-01 | 800 | $12.00 | 37,746 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-01-22 | 100 | $0.00 | 100 | $5.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-02-01 | 800 | $0.00 | 800 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,044 | 2013-05-14 | 2018-05-14 | No | 4 | M | Direct |
| 31,244 | 2013-05-14 | 2018-05-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,256 | Indirect | By IRA |
| Common Stock | 660 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $8.10 | 2023-05-08 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-05-08 | 10,000 | 10,000 | Direct |
Footnotes
- Includes 1,800 shares granted pursuant to the 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 3,000 shares (adjusted to reflect the stock split) that commenced vesting at a rate of 20% per year on May 8, 2014 and 18,084 shares held jointly with the reporting person's spouse.
- The options vested 20% per year in five equal annual installments beginning on May 14, 2009.
- The options are vesting ratably over five years at 20% per year commencing on May 8, 2014.
Billionaire Hedge Funds
