Filing Details
- Accession Number:
- 0001209191-16-094566
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-01 19:42:32
- Reporting Period:
- 2016-01-29
- Filing Date:
- 2016-02-01
- Accepted Time:
- 2016-02-01 19:42:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192741 | G Eva Tang | 1544 Manor Gate Drive Hacienda Heights CA 91745-3833 | Sr. Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-01-29 | 1,100 | $19.31 | 25,633 | No | 4 | M | Direct | |
Common Shares | Disposition | 2016-01-29 | 1,100 | $44.25 | 24,533 | No | 4 | S | Direct | |
Common Shares | Acquisiton | 2016-01-29 | 1,104 | $19.31 | 25,637 | No | 4 | M | Direct | |
Common Shares | Disposition | 2016-01-29 | 1,104 | $44.75 | 24,533 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Option (Right to Buy) | Acquisiton | 2016-01-29 | 2,204 | $0.00 | 2,204 | $19.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-01-01 | 2017-01-01 | No | 4 | M | Direct |