Filing Details

Accession Number:
0001012975-16-000946
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-01 18:15:05
Reporting Period:
2016-01-28
Filing Date:
2016-02-01
Accepted Time:
2016-02-01 18:15:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577791 Fifth Street Senior Floating Rate Corp. FSFR () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200461 M Leonard Tannenbaum 777 West Putnam Avenue, 3Rd Floor
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-01-28 13,572 $7.45 2,699,074 No 4 P Direct
Common Stock Acquisiton 2016-01-29 40,915 $7.67 2,739,989 No 4 P Direct
Common Stock Acquisiton 2016-02-01 39,284 $7.58 2,779,273 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 154,728 Indirect See footnote
Common Stock 10,875 Indirect See footnote
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $7.43 to $7.48. The price above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  2. This transaction was executed in multiple trades at prices ranging from $7.59 to $7.78. The price above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  3. This transaction was executed in multiple trades at prices ranging from $7.37 to $7.68. The price above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  4. Securities held by Fifth Street Asset Management Inc. ("FSAM"). The Reporting Person is a controlling shareholder of FSAM and has investment control over FSAM's holdings of the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
  5. Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.