Filing Details

Accession Number:
0001628280-16-010623
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-01 16:29:54
Reporting Period:
2016-01-28
Filing Date:
2016-02-01
Accepted Time:
2016-02-01 16:29:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1560672 Ellington Residential Mortgage Reit EARN Real Estate Investment Trusts (6798) 460687599
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1474808 W Michael Vranos 53 Forest Avenue
Old Greenwich CT 06870
Co-Chief Investment Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-01-28 2,042 $11.07 16,423 No 4 P Direct
Common Shares Acquisiton 2016-01-29 3,960 $11.30 20,383 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 127,779 Indirect See footnote
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $10.97 to $11.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. All purchases pursuant to this transaction were made pursuant to a 10b5-1 trading plan adopted by the reporting person.
  2. This transaction was executed in multiple trades at prices ranging from $11.10 to $11.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. All purchases pursuant to this transaction were made pursuant to a 10b5-1 trading plan adopted by the reporting person.
  3. Represents common shares held directly by EMG Holdings, L.P., or "EMGH," VC Investments L.L.C., or "VC," and Michael W. Vranos. Each of EMGH, VC, and Mr. Vranos has shared voting and dispositive power over these shares. VC is the general partner of EMGH. Mr. Vranos is the managing member of, and holds a controlling interest in VC. Each of VC Investments, EMGH and Mr. Vranos disclaims beneficial ownership of these shares except to the extent of it or his pecuniary interest therein.