Filing Details

Accession Number:
0001209191-16-094291
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-01 10:02:17
Reporting Period:
2016-01-28
Filing Date:
2016-02-01
Accepted Time:
2016-02-01 10:02:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-01-28 800 $5.99 3,349,570 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-28 700 $5.98 3,350,270 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-28 1,000 $6.00 3,351,270 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-29 600 $6.06 3,351,870 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-29 600 $6.03 3,352,470 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-29 500 $6.10 3,352,970 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-29 400 $6.07 3,353,370 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-29 400 $6.11 3,353,770 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.