Filing Details
- Accession Number:
- 0001498301-16-000127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-28 17:31:42
- Reporting Period:
- 2016-01-27
- Filing Date:
- 2016-01-28
- Accepted Time:
- 2016-01-28 17:31:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1498301 | Ascena Retail Group Inc. | ASNA | Retail-Apparel & Accessory Stores (5600) | 300641353 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1421093 | E John Pershing | Ascena Retail Group, Inc. 933 Macarthur Boulevard Mahwah NJ 07430 | Evp, Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2016-01-27 | 12,000 | $0.00 | 19,903 | No | 4 | M | Direct | |
Common | Disposition | 2016-01-28 | 4,505 | $7.47 | 15,398 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Restricted Stock Units | Disposition | 2016-01-27 | 12,000 | $0.00 | 12,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,000 | No | 4 | M | Direct |
Footnotes
- On January 27, 2012, the reporting person was granted 80,000 restricted stock units, vesting as follows: 8,000 shares on the first, second and third anniversary of the grant date, 12,000 shares on the fourth anniversary of the grant date, 16,000 shares on the fifth anniversary of the grant date, and 28,000 shares on the sixth anniversary date of the grant.
- Shares sold to pay taxes due upon vesting of restricted stock.
- This transaction was executed in multiple trades ranging from $7.47 to $7.4753. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- Restricted stock units issued under the Company's 2010 Stock Incentive Plan.