Filing Details

Accession Number:
0001498301-16-000127
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-28 17:31:42
Reporting Period:
2016-01-27
Filing Date:
2016-01-28
Accepted Time:
2016-01-28 17:31:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421093 E John Pershing Ascena Retail Group, Inc.
933 Macarthur Boulevard
Mahwah NJ 07430
Evp, Chief Hr Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2016-01-27 12,000 $0.00 19,903 No 4 M Direct
Common Disposition 2016-01-28 4,505 $7.47 15,398 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Restricted Stock Units Disposition 2016-01-27 12,000 $0.00 12,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,000 No 4 M Direct
Footnotes
  1. On January 27, 2012, the reporting person was granted 80,000 restricted stock units, vesting as follows: 8,000 shares on the first, second and third anniversary of the grant date, 12,000 shares on the fourth anniversary of the grant date, 16,000 shares on the fifth anniversary of the grant date, and 28,000 shares on the sixth anniversary date of the grant.
  2. Shares sold to pay taxes due upon vesting of restricted stock.
  3. This transaction was executed in multiple trades ranging from $7.47 to $7.4753. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  4. Restricted stock units issued under the Company's 2010 Stock Incentive Plan.