Filing Details
- Accession Number:
- 0000899243-16-012303
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2016-01-28 15:54:04
- Reporting Period:
- 2015-12-31
- Filing Date:
- 2016-01-28
- Accepted Time:
- 2016-01-28 15:54:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1325740 | Advanced Bioenergy Llc | NONE | Industrial Organic Chemicals (2860) | 202281511 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1337494 | A Scott Brittenham | 5151 East Broadway, Suite 510 Tucson AZ 85711 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Membership Units | Disposition | 2015-01-08 | 500,000 | $0.00 | 0 | No | 4 | S | Indirect | See Footnotes |
Membership Units | Disposition | 2015-01-08 | 2,750,000 | $0.00 | 0 | No | 4 | S | Indirect | See Footnotes |
Membership Units | Acquisiton | 2015-01-08 | 591,268 | $0.00 | 591,268 | No | 4 | P | Indirect | See Footnotes |
Membership Units | Acquisiton | 2015-01-08 | 226,247 | $0.00 | 226,247 | No | 4 | P | Indirect | See Footnotes |
Membership Units | Acquisiton | 2015-01-08 | 249,234 | $0.00 | 249,234 | No | 4 | P | Indirect | See Footnotes |
Membership Units | Acquisiton | 2015-01-08 | 109,531 | $0.00 | 109,531 | No | 4 | P | Indirect | See Footnotes |
Membership Units | Acquisiton | 2015-01-08 | 115,072 | $0.00 | 115,072 | No | 4 | P | Indirect | See Footnotes |
Membership Units | Acquisiton | 2015-01-08 | 78,502 | $0.00 | 78,502 | No | 4 | P | Indirect | See Footnotes |
Membership Units | Acquisiton | 2015-01-08 | 387,946 | $0.00 | 387,946 | No | 4 | P | Indirect | See Footnotes |
Membership Units | Acquisiton | 2015-01-08 | 258,249 | $0.00 | 258,249 | No | 4 | P | Indirect | See Footnotes |
Membership Units | Acquisiton | 2015-01-08 | 258,016 | $0.00 | 258,016 | No | 4 | P | Indirect | See Footnotes |
Membership Units | Acquisiton | 2015-01-08 | 381,544 | $0.00 | 381,544 | No | 4 | P | Indirect | See Footnotes |
Membership Units | Acquisiton | 2015-01-08 | 94,391 | $0.00 | 94,391 | No | 4 | P | Indirect | See Footnotes |
Membership Units | Disposition | 2015-01-08 | 78,502 | $0.00 | 0 | No | 4 | S | Indirect | See Footnotes |
Membership Units | Disposition | 2015-07-01 | 591,268 | $0.00 | 0 | No | 4 | S | Indirect | See Footnotes |
Membership Units | Disposition | 2015-10-01 | 226,247 | $0.00 | 0 | No | 4 | S | Indirect | See Footnotes |
Membership Units | Disposition | 2015-10-01 | 249,234 | $0.00 | 0 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Membership Units | 379,617 | Indirect | See Footnotes |
Membership Units | 475,462 | Indirect | See Footnotes |
Membership Units | 318,420 | Indirect | See Footnotes |
Footnotes
- These Units were previously owned by Tennessee Ethanol Partners, L.P. ("TEP"), of which Clean Energy Capital, LLC ("CEC") was the general partner and investment advisor and had sole voting and dispositive power over its assets. On October 31, 2014, the term of TEP expired; and, in connection with the liquidation of TEP, the Units were distributed to the limited partners of TEP. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units.
- See Exhibit 99.1.
- These Units were previously owned by Ethanol Capital Partners, LP Series M ("Series M"), of which CEC was the general partner and investment advisor and had sole voting and dispositive power over its assets. The term of Series M expired; and effective January 1, 2015, in connection with the liquidation of Series M, the Units were distributed to the series limited partners of Series M. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units.
- These Units were previously owned by Ethanol Capital Partners, LP Series E ("Series E"), of which CEC was the general partner and investment advisor and had sole voting and dispositive power over its assets. On May 26, 2015, the term of Series E expired; and, in connection with the liquidation of Series E, the Units were distributed to the series limited partners of Series E. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units.
- These Units were previously owned by Ethanol Capital Partners, LP Series H ("Series H"), of which CEC was the general partner and investment advisor and had sole voting and dispositive power over its assets. On July 31, 2015, the term of Series H expired; and, in connection with the liquidation of Series H, the Units were distributed to the series limited partners of Series H. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units.
- These Units were previously owned by Ethanol Capital Partners, LP Series I ("Series I"), of which CEC was the general partner and investment advisor and had sole voting and dispositive power over its assets. On July 31, 2015, the term of Series I expired; and, in connection with the liquidation of Series I, the Units were distributed to the series limited partners of Series I. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units.
- These Units are owned by Ethanol Capital Partners, LP Series V, of which CEC is the general partner and investment advisor and has sole voting and dispositive power over its assets. CEC disclaims beneficial ownership of these Units.
- These Units are owned by Ethanol Capital Partners, LP Series T, of which CEC is the general partner and investment advisor and has sole voting and dispositive power over its assets. CEC disclaims beneficial ownership of these Units.
- These Units are owned by Ethanol Capital Partners, LP Series R, of which CEC is the general partner and investment advisor and has sole voting and dispositive power over its assets. CEC disclaims beneficial ownership of these Units.
- Scott Brittenham, a director of the Issuer, is President of CEC and may therefore be deemed an indirect beneficial owner of the Units. Scott Brittenham disclaims beneficial ownership of these Units.