Filing Details
- Accession Number:
- 0001209191-16-093899
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-28 10:37:15
- Reporting Period:
- 2016-01-26
- Filing Date:
- 2016-01-28
- Accepted Time:
- 2016-01-28 10:37:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tricadia Holdings, L.p. 780 Third Avenue 29Th Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-01-26 | 700 | $6.18 | 3,344,770 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-01-26 | 800 | $6.20 | 3,345,570 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-01-26 | 400 | $6.21 | 3,345,970 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-01-26 | 200 | $6.26 | 3,346,170 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-01-26 | 100 | $6.17 | 3,346,270 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-01-27 | 812 | $6.03 | 3,347,082 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-01-27 | 500 | $5.98 | 3,347,582 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-01-27 | 400 | $5.90 | 3,347,982 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-01-27 | 300 | $6.08 | 3,348,282 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-01-27 | 400 | $6.06 | 3,348,682 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-01-27 | 88 | $5.95 | 3,348,770 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
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| No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
Billionaire Hedge Funds
