Filing Details

Accession Number:
0001127602-16-038126
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-27 21:28:30
Reporting Period:
2016-01-23
Filing Date:
2016-01-27
Accepted Time:
2016-01-27 21:28:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
50863 Intel Corp INTC Semiconductors & Related Devices (3674) 941672743
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1320664 M William Holt C/O Intel Corporation
2200 Mission College Blvd.
Santa Clara CA 95054
Exec Vp Gm, Tech & Mfg Grp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-01-23 5,982 $0.00 25,090 No 4 M Direct
Common Stock Disposition 2016-01-23 2,175 $29.89 22,915 No 4 F Direct
Common Stock Acquisiton 2016-01-23 3,406 $0.00 26,321 No 4 M Direct
Common Stock Disposition 2016-01-23 1,239 $29.89 25,082 No 4 F Direct
Common Stock Acquisiton 2016-01-24 74,640 $0.00 99,722 No 4 M Direct
Common Stock Disposition 2016-01-24 36,382 $29.89 63,340 No 4 F Direct
Common Stock Acquisiton 2016-01-24 4,453 $0.00 67,793 No 4 M Direct
Common Stock Disposition 2016-01-24 2,269 $29.89 65,524 No 4 F Direct
Common Stock Acquisiton 2016-01-25 40,323 $21.06 105,847 No 4 M Direct
Common Stock Disposition 2016-01-25 26,882 $30.00 78,965 No 4 S Direct
Common Stock Disposition 2016-01-25 13,441 $30.00 65,524 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2016-01-23 5,982 $0.00 5,982 $0.00
Common Stock Restricted Stock Units Disposition 2016-01-23 3,406 $0.00 3,406 $0.00
Common Stock Restricted Stock Units Disposition 2016-01-24 74,640 $0.00 74,640 $0.00
Common Stock Restricted Stock Units Disposition 2016-01-24 4,453 $0.00 4,453 $0.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-01-25 40,323 $0.00 40,323 $21.06
Common Stock Performance-based Restricted Stock Units Acquisiton 2016-01-25 60,750 $0.00 60,750 $0.00
Common Stock Restricted Stock Units Acquisiton 2016-01-25 52,860 $0.00 52,860 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,927 2014-04-23 No 4 M Direct
27,247 2015-04-23 No 4 M Direct
0 2014-01-24 No 4 M Direct
0 2013-04-24 No 4 M Direct
94,087 2014-01-24 2020-01-24 No 4 M Direct
60,750 2019-02-25 No 4 A Direct
52,860 2016-04-25 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3 Indirect By Employee Benefit Plan Trust
Footnotes
  1. Shares acquired on the vesting of restricted stock units.
  2. Shares withheld for payment of tax liability.
  3. Transactions reported on this Form 4 were made pursuant to trading instructions adopted by the undersigned on June 3, 2015 that are intended to comply with Rule 10b5-1(c).
  4. This transaction was executed in multiple trades at prices ranging from $29.80 to $30.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $29.81 to $30.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. Includes .02 shares acquired via dividend reinvestment in December 2015.
  7. Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
  8. Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2014. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
  9. Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2015. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
  10. Unless earlier forfeited under the terms of the RSU, 20% of the awards vest and convert into common stock on the 2nd anniversary of the grant date, 40% of the awards vest and convert into common stock on the 3rd anniversary of the grant date, 40% of the awards vest and convert into common stock on the 4th anniversary of the grant date, unless any vesting date falls on a non-business date, in which case the next business date shall apply.
  11. Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2013. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
  12. Unless earlier forfeited under the terms of the option, the option vests in four equal annual installments beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.
  13. Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply.
  14. Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply.
  15. Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 25, 2016. If the quarterly vesting date falls on a non-business date, the next business date shall apply.