Filing Details
- Accession Number:
- 0001209191-16-093693
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-27 07:12:23
- Reporting Period:
- 2016-01-26
- Filing Date:
- 2016-01-27
- Accepted Time:
- 2016-01-27 07:12:23
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 898860 | Al Et Md Phillip Frost | 4400 Biscayne Boulevard Miami FL 33137 | Yes | No | Yes | No | |
| 1380896 | Trust Investments Gamma Frost | 4400 Biscayne Boulevard Miami FL 33137 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-01-26 | 5,000 | $4.36 | 4,896,615 | No | 4 | P | Indirect | By Frost Gamma Investments Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Frost Gamma Investments Trust |
Footnotes
- The shares were purchased in multiple transactions at prices ranging from $4.23 to $4.54, with a weighted average price per share of $4.3606.
- This Form 4 does not include up to 900,108 shares of common stock of the Issuer that may be issued to Frost Gamma Investments Trust to the extent certain revenue targets are achieved as set forth in that certain Merger Agreement and Plan of Reorganization dated December 14, 2014 to which the Issuer is a party.
- These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
