Filing Details
- Accession Number:
- 0001209191-16-093558
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-26 13:53:33
- Reporting Period:
- 2016-01-22
- Filing Date:
- 2016-01-26
- Accepted Time:
- 2016-01-26 13:53:33
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1467343 | N Gregory Dudkin | Two North Ninth Street Allentown PA 18101 | President Of A Ppl Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-01-22 | 15,894 | $34.01 | 25,952 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-01-22 | 7,886 | $34.01 | 18,066 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-01-25 | 8,007 | $33.98 | 10,059 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-01-25 | 14,209 | $33.23 | 24,268 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-01-25 | 6,965 | $33.23 | 17,303 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Unit (SIP) | Disposition | 2016-01-22 | 15,894 | $0.00 | 15,894 | $0.00 |
Common Stock | Performance Stock Unit (SIP) | Disposition | 2016-01-25 | 14,209 | $0.00 | 14,209 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 71 | Indirect | Held in trust pursuant to the Employee Stock Ownership Plan. |
Footnotes
- Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).
- Represents the sale of 8,007 shares of common stock pursuant to a 10b5-1 plan, dated November 5, 2015.
- Total includes the reinvestment of dividends.
- The contractual vesting of these units was to occur on 01/24/2016, but because that occurred on a weekend, the actual vesting occurred on 01/25/2016, valued as of the close of market on 01/22/2016.
- No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (142.86%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2015. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/21/2016 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2016.