Filing Details
- Accession Number:
- 0001306873-16-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-22 20:25:20
- Reporting Period:
- 2016-01-22
- Filing Date:
- 2016-01-22
- Accepted Time:
- 2016-01-22 20:25:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1370755 | Tcp Capital Corp. | TCPC | () | 562594706 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232347 | Howard Levkowitz | C/O Tennenbaum Capital Partners, Llc 2951 28Th Street, Suite 1000 Santa Monica CA 90405 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-01-22 | 5,000 | $12.87 | 89,841 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,000 | Indirect | Footnote |
| Common Stock | 13,000 | Indirect | Footnote |
Footnotes
- The reporting person has not disposed of any shares of common stock. The reporting person's prior Form 4 filings aggregated indirect and direct holdings in the total direct holdings row. This filing reflects the correct direct and indirect holdings.
- As UTMA custodian for minor children.
- Elayne Levkowitz IRA
Billionaire Hedge Funds
