Filing Details

Accession Number:
0001493152-16-006894
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-01-22 15:40:15
Reporting Period:
2015-11-20
Filing Date:
2016-01-22
Accepted Time:
2016-01-22 15:40:15
Original Submission Date:
2015-11-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891417 Pen Inc. PENC Coating, Engraving & Allied Services (3470) 760273345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022732 J Ronald Berman 701 Brickell Avenue,
Suite 1550
Miami FL 33131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-11-20 96,490 $0.02 5,128,930 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Orginal filing reported 96,400 rather than 96,490 shares at this price.
  2. Total as reported on original filing increased by the additional 90 shares.