Filing Details

Accession Number:
0001209191-16-093013
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-22 11:39:26
Reporting Period:
2016-01-20
Filing Date:
2016-01-22
Accepted Time:
2016-01-22 11:39:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-01-20 1,500 $5.62 3,335,570 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-20 600 $5.75 3,336,170 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-20 400 $5.65 3,336,570 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-21 700 $5.96 3,337,270 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-21 600 $5.80 3,337,870 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-21 500 $5.79 3,338,370 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-21 400 $5.89 3,338,770 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-21 300 $5.99 3,339,070 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.