Filing Details

Accession Number:
0001140361-16-048424
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-22 11:09:18
Reporting Period:
2015-12-14
Filing Date:
2016-01-22
Accepted Time:
2016-01-22 11:09:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071411 Fusion Telecommunications International Inc FSNN Services-Prepackaged Software (7372) 582342021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1662237 Unterberg Capital Llc 445 Park Avenue
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Fusion Telecom Common Acquisiton 2015-12-14 1,834,862 $2.18 2,002,567 No 4 P Direct
Fusion Telecom Common Acquisiton 2015-09-30 33,848 $0.00 167,705 No 4 P Direct
Fusion Telecom Common Acquisiton 2015-06-30 35,047 $0.00 133,857 No 4 P Direct
Fusion Telecom Common Acquisiton 2015-03-31 17,067 $0.00 98,810 No 4 P Direct
Fusion Telecom Common Acquisiton 2014-12-31 22,558 $0.00 81,743 No 4 P Direct
Fusion Telecom Common Acquisiton 2014-11-10 5,000 $3.32 59,185 No 4 P Direct
Fusion Telecom Common Acquisiton 2014-11-06 9,600 $3.38 54,185 No 4 P Direct
Fusion Telecom Common Acquisiton 2014-09-30 17,708 $0.00 44,585 No 4 P Direct
Fusion Telecom Common Acquisiton 2014-06-30 12,356 $0.00 26,877 No 4 P Direct
Fusion Telecom Common Acquisiton 2014-03-31 14,521 $0.00 14,521 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Series B-2 Senior cumulative convertible preferred stock Acquisiton 2013-12-31 5,000 $1,000.00 1,666,667 $3.00
Common Fusion Telecom $6.25 warrants Acquisiton 2013-12-31 320,000 $0.00 320,000 $6.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2016-02-08 2016-01-19 No 4 C Direct
320,000 2016-01-19 2018-12-30 No 4 C Direct
Footnotes
  1. These securities were acquired by a dividend for no additional consideration
  2. These securities are held directly by Unterberg Technology Partners L.P. (located at the same address as the Reporting Person), of which the Reporting Person is the Investment Manager
  3. These securities are held directly by Unterberg Koller Capital Fund L.P. (located at the same address as the Reporting Person), of which the Reporting Person is the Investment Manager
  4. Convertible on a 1 for 200 basis into common shares
  5. Convertible on a 1 for 1 basis into common shares