Filing Details
- Accession Number:
- 0001140361-16-048424
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-22 11:09:18
- Reporting Period:
- 2015-12-14
- Filing Date:
- 2016-01-22
- Accepted Time:
- 2016-01-22 11:09:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071411 | Fusion Telecommunications International Inc | FSNN | Services-Prepackaged Software (7372) | 582342021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1662237 | Unterberg Capital Llc | 445 Park Avenue New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Fusion Telecom Common | Acquisiton | 2015-12-14 | 1,834,862 | $2.18 | 2,002,567 | No | 4 | P | Direct | |
Fusion Telecom Common | Acquisiton | 2015-09-30 | 33,848 | $0.00 | 167,705 | No | 4 | P | Direct | |
Fusion Telecom Common | Acquisiton | 2015-06-30 | 35,047 | $0.00 | 133,857 | No | 4 | P | Direct | |
Fusion Telecom Common | Acquisiton | 2015-03-31 | 17,067 | $0.00 | 98,810 | No | 4 | P | Direct | |
Fusion Telecom Common | Acquisiton | 2014-12-31 | 22,558 | $0.00 | 81,743 | No | 4 | P | Direct | |
Fusion Telecom Common | Acquisiton | 2014-11-10 | 5,000 | $3.32 | 59,185 | No | 4 | P | Direct | |
Fusion Telecom Common | Acquisiton | 2014-11-06 | 9,600 | $3.38 | 54,185 | No | 4 | P | Direct | |
Fusion Telecom Common | Acquisiton | 2014-09-30 | 17,708 | $0.00 | 44,585 | No | 4 | P | Direct | |
Fusion Telecom Common | Acquisiton | 2014-06-30 | 12,356 | $0.00 | 26,877 | No | 4 | P | Direct | |
Fusion Telecom Common | Acquisiton | 2014-03-31 | 14,521 | $0.00 | 14,521 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Series B-2 Senior cumulative convertible preferred stock | Acquisiton | 2013-12-31 | 5,000 | $1,000.00 | 1,666,667 | $3.00 |
Common | Fusion Telecom $6.25 warrants | Acquisiton | 2013-12-31 | 320,000 | $0.00 | 320,000 | $6.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,000 | 2016-02-08 | 2016-01-19 | No | 4 | C | Direct |
320,000 | 2016-01-19 | 2018-12-30 | No | 4 | C | Direct |
Footnotes
- These securities were acquired by a dividend for no additional consideration
- These securities are held directly by Unterberg Technology Partners L.P. (located at the same address as the Reporting Person), of which the Reporting Person is the Investment Manager
- These securities are held directly by Unterberg Koller Capital Fund L.P. (located at the same address as the Reporting Person), of which the Reporting Person is the Investment Manager
- Convertible on a 1 for 200 basis into common shares
- Convertible on a 1 for 1 basis into common shares