Filing Details
- Accession Number:
- 0001209191-16-092883
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-21 16:13:01
- Reporting Period:
- 2016-01-20
- Filing Date:
- 2016-01-21
- Accepted Time:
- 2016-01-21 16:13:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1385818 | Aytu Bioscience Inc | AYTU | Pharmaceutical Preparations (2834) | 470883144 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1566240 | R. Joshua Disbrow | 373 Inverness Parkway Suite 206 Englewood CO 80112 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-01-20 | 153,846 | $0.65 | 153,846 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option Grant | $1.51 | 2025-11-11 | 600,000 | 600,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-11-11 | 600,000 | 600,000 | Direct |
Footnotes
- These shares were purchased by the Reporting Person pursuant to a subscription agreement with the Issuer, dated January 20, 2016, which closed on January 20, 2016, and are restricted for resale indefinitely.
- 33.33% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's continued service as an employee on such dates.