Filing Details
- Accession Number:
- 0001144204-16-076472
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-21 14:43:42
- Reporting Period:
- 2016-01-19
- Filing Date:
- 2016-01-21
- Accepted Time:
- 2016-01-21 14:43:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895051 | Casi Pharmaceuticals Inc. | CASI | Biological Products, (No Disgnostic Substances) (2836) | 581959440 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1364709 | W. Cynthia Hu | Casi Pharmaceuticals, Inc. 9620 Medical Center Drive, Suite 300 Rockville MD 20850 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-01-19 | 400 | $0.75 | 1,385 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-01-19 | 400 | $0.75 | 1,785 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-01-19 | 4,163 | $0.72 | 5,948 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-01-19 | 11,837 | $0.72 | 17,785 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 74,982 | Indirect | HELD BY SPOUSE |