Filing Details
- Accession Number:
- 0001209191-16-092735
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-20 18:32:37
- Reporting Period:
- 2016-01-15
- Filing Date:
- 2016-01-20
- Accepted Time:
- 2016-01-20 18:32:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874396 | Lifetime Brands Inc | LCUT | Cutlery, Handtools & General Hardware (3420) | 112682486 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244666 | E Thomas Lynch | 382 Greenwich Avenue Suite One Greenwich CT 06830 | No | No | Yes | No | |
1435257 | Scott Scharfman | 382 Greenwich Avenue Suite One Greenwich CT 06830 | No | No | Yes | No | |
1550728 | Mill Road Capital Ii Gp Llc | 382 Greenwich Avenue Suite One Greenwich CT 06830 | No | No | Yes | No | |
1550729 | Mill Road Capital Ii, L.p. | 382 Greenwich Avenue Suite One Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2016-01-15 | 6,722 | $11.44 | 1,409,461 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2016-01-19 | 6,470 | $11.45 | 1,415,931 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2016-01-20 | 1,800 | $11.43 | 1,417,731 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- This price represents the weighted average purchase price of multiple transactions on the reported date at prices that ranged between $11.35 and $11.49. Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.