Filing Details
- Accession Number:
- 0001127602-16-037456
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-20 18:02:28
- Reporting Period:
- 2016-01-19
- Filing Date:
- 2016-01-20
- Accepted Time:
- 2016-01-20 18:02:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
789933 | Nacco Industries Inc | NC | Household Appliances (3630) | 341505819 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904532 | Al Et M Alfred Rankin | Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 220 Mayfield Heights OH 44124 | Ceo | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-01-19 | 765 | $43.88 | 273,561 | No | 4 | P | Indirect | AMR Main Trust(A) |
Class A Common Stock | Acquisiton | 2016-01-19 | 765 | $43.88 | 13,548 | No | 4 | P | Indirect | BTR - Class A Trust |
Class A Common Stock | Acquisiton | 2016-01-19 | 765 | $43.88 | 34,171 | No | 4 | P | Indirect | VGR - Trust |
Class A Common Stock | Acquisiton | 2016-01-20 | 765 | $43.00 | 274,326 | No | 4 | P | Indirect | AMR Main Trust(A) |
Class A Common Stock | Acquisiton | 2016-01-20 | 765 | $43.00 | 14,313 | No | 4 | P | Indirect | BTR - Class A Trust |
Class A Common Stock | Acquisiton | 2016-01-20 | 765 | $43.00 | 34,936 | No | 4 | P | Indirect | VGR - Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | AMR Main Trust(A) |
No | 4 | P | Indirect | BTR - Class A Trust |
No | 4 | P | Indirect | VGR - Trust |
No | 4 | P | Indirect | AMR Main Trust(A) |
No | 4 | P | Indirect | BTR - Class A Trust |
No | 4 | P | Indirect | VGR - Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 14,160 | Indirect | AMR - IRA |
Class A Common Stock | 753 | Indirect | AMR - RAII |
Class A Common Stock | 369 | Indirect | AMR - RAIV |
Class A Common Stock | 1,975 | Indirect | AMR - RMI (Delaware) |
Class A Common Stock | 21,286 | Indirect | AMR - Trust2 (SR) |
Class A Common Stock | 13,600 | Indirect | AMR - Trust3 (Grandchildren) |
Class A Common Stock | 6 | Indirect | AMR RAIV GP |
Class A Common Stock | 27,929 | Indirect | BTR - RAII |
Class A Common Stock | 15,705 | Indirect | BTR - RAIV |
Class A Common Stock | 2,116 | Indirect | VGR - RAII |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 14,322 | 14,322 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,035 | 1,035 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 44,662 | 44,662 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 19 | 19 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 43,969 | 43,969 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 5,143 | 5,143 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 5,143 | 5,143 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 61,768 | 61,768 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
14,322 | 14,322 | Indirect | |
1,035 | 1,035 | Indirect | |
44,662 | 44,662 | Indirect | |
19 | 19 | Indirect | |
43,969 | 43,969 | Indirect | |
5,143 | 5,143 | Indirect | |
5,143 | 5,143 | Indirect | |
61,768 | 61,768 | Indirect |
Footnotes
- Purchases made as part of multiple share lots. Price represents average price.
- Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
- Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- Held in an Individual Retirement Account for the benefit of the Reporting Person.
- Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
- Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
- Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
- Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- (BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
- N/A
- Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.