Home > Insider Trading > Filing (0000928054-16-000076)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
928054	Flotek Industries Inc	FTK	Miscellaneous Chemical Products (2890)	900023731

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1576961	S. Carla Hardy	10603 W. Sam Houston Pkwy N. Suite 300 Houston TX 77064		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-08-03	4,070	$0.00	184,834	No	5	G	Indirect	By Carla Shulz Hardy Revocable Trust
Common Stock	Disposition	2016-01-14	2,794	$7.85	182,040	No	4	S	Indirect	By Carla Shulz Hardy Revocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	By Carla Shulz Hardy Revocable Trust
No	4	S	Indirect	By Carla Shulz Hardy Revocable Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	66,674	Indirect	By William M. Hardy V Irrevocable Trust
Common Stock	66,674	Indirect	By Helen G. Hardy Irrevocable Trust
Common Stock	66,673	Indirect	By Sutton N. Hardy Irrevocable Trust
Common Stock	12,915	Direct

Footnotes

Ms. Hardy is a trustee and beneficiary of the named trust. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
Disposition on January 14, 2016, of 2,794 shares at $7.8504 per share pursuant to a Rule 10b5-1 Trading Plan.
Ms. Hardy is neither the trustee nor the beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.