Filing Details
- Accession Number:
- 0001127602-16-037451
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-20 17:59:52
- Reporting Period:
- 2016-01-19
- Filing Date:
- 2016-01-20
- Accepted Time:
- 2016-01-20 17:59:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789933 | Nacco Industries Inc | NC | Household Appliances (3630) | 341505819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247860 | Jr C John Butler | Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 220 Mayfield Heights OH 44124 | Srvp-Fin Treas & Chief Adm Off | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-01-19 | 382 | $43.88 | 67,712 | No | 4 | P | Indirect | By Spouse/Trust |
| Class A Common Stock | Acquisiton | 2016-01-20 | 382 | $43.00 | 68,094 | No | 4 | P | Indirect | By Spouse/Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Spouse/Trust |
| No | 4 | P | Indirect | By Spouse/Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 7,650 | Indirect | By RAII/Child 1 |
| Class A Common Stock | 4,083 | Indirect | By Trust-Child 1 |
| Class A Common Stock | 7,806 | Indirect | By RAII/Child 2 |
| Class A Common Stock | 3,927 | Indirect | By Trust-Child 2 |
| Class A Common Stock | 12,402 | Indirect | By RAII/Spouse |
| Class A Common Stock | 11,008 | Indirect | to spouse by RAIV (A) |
| Class A Common Stock | 2,800 | Indirect | By IRA |
| Class A Common Stock | 7,272 | Indirect | By RAII |
| Class A Common Stock | 35,471 | Indirect | By Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 69,458 | 69,458 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 30,818 | 30,818 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 9,195 | 9,195 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 69,458 | 69,458 | Indirect | |
| 30,818 | 30,818 | Indirect | |
| 9,195 | 9,195 | Indirect |
Footnotes
- Purchases made as part of multiple share lots. Price represents average price.
- Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
- Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
- Held in an Individual Retirement Account for the benefit of the Reporting Person.
- Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
- Reporting Person serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust.
- N/A
- Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.-------
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